GQG Partners settles SEC whistleblower protection charges
WEB2 days ago — Bloomberg News. GQG Partners agreed to settle Securities and Exchange Commission charges over whistleblower protection violations. The firm, which owns Fort Lauderdale, Fla.-based boutique ...
SEC Charges Advisory Firm GQG Partners With Violating ... - MSN
WEBWithout admitting or denying the SEC’s findings, GQG agreed to be censured, to cease and desist from violating the whistleblower protection rule, and to pay a $500,000 civil penalty. The SEC’s ...
RIA firm to pay $500K penalty to settle SEC charges over alleged ...
WEB3 days ago — GQG did not admit or deny the SEC’s findings but agreed to be censured, to cease and desist from violating the whistleblower protection rule, and to pay a $500,000 civil penalty. ... Latest News ...
NRI Rajiv Jain's GQG to pay $500,000 penalty to settle US SEC …
WEB3 days ago — Synopsis. Without admitting or denying the SEC’s findings, GQG agreed to be censured, to cease and desist from violating the whistleblower protection rule, and to pay a $500,000 civil penalty, it said in a release. US-based NRI investor Rajiv Jain-led GQG Partners, best known in India for investing in Adani stocks, has been charged by the US ...
GQG hit with SEC fine for violating whistleblower protection rules
WEB4 days ago — GQG Partners has agreed to pay a fine after federal regulators found the firm violated whistleblower protection rules. According to a Thursday announcement from the Securities and Exchange Commission (SEC), the firm entered into agreements with potential job candidates and former employees that made it difficult for them to report potential securities violations to regulators.
Rajiv Jain's GQG Partners pays $500,000 to settle SEC charges over ...
WEB3 days ago — GQG Partners has also made significant bets across infrastructure, consumer goods and energy sectors. GQG Partners, founded by Rajiv Jain, has agreed to pay a $500,000 to settle charges with the ...
GQG Partners settles SEC charges for whistleblower violation
WEB3 days ago — The SEC announced on Sept. 26 that Fort Lauderdale-based GQG Partners agreed to pay $500,000 for allegedly entering into non-disclosure agreements with a former employee and other job candidates ...
News | GQG Partners
WEBGQG Partners Ltd is licensed by the ADGM’s Financial Services Regulatory Authority (FSRA) to conduct the regulated activities of Managing a Collective Investment Fund, Advising on Investments or Credit, Arranging Deals in Investments, Managing Assets, Shari’a-compliant Regulated Activities.
GQG Partners Hits 5-Year Anniversary and Announces 8 New …
WEB— June 3, 2021 — GQG Partners, a boutique investment management firm headquartered in Ft. Lauderdale, FL, celebrates its fifth anniversary this month and announces eight new partners.
Adani Group’s post-Hindenburg saviour GQG Partners ... - The News …
WEB3 days ago — GQG is ordered to cease and desist from further violations of Exchange Act Rule 21F-17(a). A formal expression of disapproval for GQG’s conduct has been given, and a civil penalty of USD 500,000 ...